Job Title: Principal Auditor - Strategic Enterprise Risk
West Des Moines, IA
Accounting/Auditing, Consulting Services, Finance/Economics, Financial Services, Information Technology, Insurance, Legal, Military, Executive Management, Quality Control, Research & Development
Principal Auditor - Strategic Enterprise Risk Job Description
Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your application for consideration. To participate in some selection activities you will need to respond to an invitation. The invitation can be sent by both email and text message. In order to receive text message invitations, your profile must include a mobile phone number designated as âPersonal Cellâ or âCellularâ in the contact information of your application.
At Wells Fargo, we want to satisfy our customersâ financial needs and help them succeed financially. Weâre looking for talented people who will put our customers at the center of everything we do. Join our diverse and inclusive team where youâll feel valued and inspired to contribute your unique skills and experience.
Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you.
Internal Audit conducts audits and reports the results of our work to the Audit & Examinations Committee of the Board of Directors. We provide independent, objective assurance and consulting services delivered through a highly competent and diverse team. As a business partner, Audit helps the Company accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
The Strategic Enterprise Risk Management (SERM) audit team within Corporate Risk and Capital Management (CRCM) has an opening for a Principal Auditor.Â The Principal Auditor will lead coverage for areas that include Strategic Risk, Reputation Risk, and Enterprise Risk Programs.Â This role will play an active role in leading audit coverage for the firmâs risk management transformation as well as coordinating audit coverage throughout the department.Â Candidates are expected to be able to work in a fast paced environment and have a commitment to high quality, timely results.
Performs auditor-in-charge and supervisory role for the most complex assigned audits within one or more segments of the Audit Plan
Leads timely planning and execution of an assigned audit project
Manages projects ranging in size and complexity based upon level of experience
Provides timely reviews and feedback of audit work to audit staff
Ensures documentation and reporting are ready for review by managers and senior managers
Develops and maintains strong business relationships within Audit and with teams across the enterprise
Ensures audit programs and testing are risk-based, and executed according to Audit policies and guidance
5+ years of experience in one or a combination of the following audit or risk functions: covering risk identification, mitigation and management (includes audit, legal, operational risk, compliance risk, credit risk, market risk, technology risk, or the management of a process or business with accountability for risk.)
Experience at a financial institution or accounting firm
A BS/BA degree or higher
Solid knowledge and understanding of audit or risk methodologies and supporting tools
Certification in one or more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation
Excellent verbal, written, and interpersonal communication skills
Strong organizational, multi-tasking, and prioritizing skills
Ability to work effectively in a team environment and across all organizational levels, where flexibility, collaboration, and adaptability are important
Ability to execute in a fast paced, high demand, environment while balancing multiple priorities
Solid problem solving skills
Good analytical skills with high attention to detail and accuracy
Other Desired Qualifications
Prior experience in risk transformation and/or enterprise risk management.
Experience leading and providing feedback to staff on audit projects or engagements. Similar to Auditor in Charge responsibilities.
Exposure or experience to multiple risk disciplines.
Ability to travel up to 25% of the time
NC-Charlotte: 1525 W Wt Harris Blvd - Charlotte, NC NC-Charlotte: 301 S College St - Charlotte, NC CO-Denver: 1700 Lincoln St - Denver, CO IA-West Des Moines: 1776 Westlakes Pkwy - West Des Moines, IA MN-Minneapolis: 600 S 4th St - Minneapolis, MN PA-Philadelphia: 1 S Broad St - Philadelphia, PA CA-SF-Financial District: 420 Montgomery - San Francisco, CA
All offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.
Relevant military experience is considered for veterans and transitioning service men and women. Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation.