Senior Manager, SOX Internal Controls Monitor

Manages the assessment of internal controls over financial reporting to ensure compliance with Section 404 of the Sarbanes-Oxley (SOX) Act of 2002 for HNAH, as it supports the Group assessment; and HBIO and HUSI, as independent assessments. Coordinates completion of the annual SOX risk assessment. Manages staff to complete testing to ensure and assessment of the internal controls over financial reporting can be completed.

Impact on the Business

• Lead the design, development and execution of SOX assessment process; including the risk assessment, control design and operating testing, deficiency reporting and final assessment of the effectiveness of internal controls over financial reporting.
  
• Review tests completed by staff and provide guidance to ensure ongoing compliance with required internal testing standards.
  
• Ensure all supporting documentation meets testing standards.
  
• Direct the development and ongoing maintenance of control documentation and internal control over financial reporting evaluations.
  
  
  
  

Customers / Stakeholders

• HNAH Finance Mgmt
  
• HNAH Audit Committee
  
• KPMG
  
• GMO SOX

Leadership & Teamwork

• Coordinate the work of staff on completion of deliverables to ensure timely completion.
  
• Monitor adequacy of staffing and provide timely feedback to management.
  
• Complete other responsibilities, as assigned, including providing SOX training and guidance on internal control issues as required.

Operational Effectiveness & Control

• Interact with process and control owners to maintain current knowledge of business, organizational and technological changes and to ensure controls, documentation and testing plans are updated as needed.